Regulatory Information
ZOUESCX Capital, Inc.
- Registered Broker-Dealer with the SEC
- Member: Financial Industry Regulatory Authority (FINRA)
- Member: Securities Investor Protection Corporation (SIPC)
- CRD Number: 123456
SIPC Protection
ZOUESCX Capital is a member of the Securities Investor Protection Corporation (SIPC). SIPC protects securities customers up to $500,000 (including $250,000 for claims for cash). SIPC does not protect against market losses. For more information, visit www.sipc.org.
Commission-Free Trading
$0 commission applies to online U.S. exchange-listed stocks and ETFs. Options trades are subject to a $0.65 per contract fee. Other fees may apply. See our Fee Schedule for details.
Commission-free trading of stocks and ETFs refers to $0 commissions charged by ZOUESCX Capital for self-directed individual cash or margin brokerage accounts that trade U.S. listed securities via mobile devices or web. SEC and FINRA fees may apply.
Order Flow Disclosure
ZOUESCX Capital receives payment for order flow from market makers and trading venues. This compensation may impact order routing decisions. For detailed information about our order routing practices, please refer to our SEC Rule 606 disclosure reports.
Margin Trading
Margin trading involves significant risk:
- You can lose more than your initial investment
- Interest charges apply to margin balances
- We may force the sale of securities in your account
- We may sell your securities without contacting you
- You are not entitled to choose which securities are sold
Options Trading
Options involve risk and are not suitable for all investors. Before trading options, please read the Characteristics and Risks of Standardized Options. Supporting documentation for any claims will be provided upon request.
Cryptocurrency
Cryptocurrency trading is offered through ZOUESCX Crypto, LLC. Cryptocurrency is not insured by SIPC or FDIC. Cryptocurrency prices are highly volatile and may result in significant losses.
Tax Information
ZOUESCX Capital does not provide tax advice. Please consult a qualified tax professional regarding your individual tax situation. Tax-loss harvesting involves risks and may not be suitable for all investors.
Research and Data
Market data, research, and analysis provided by ZOUESCX Capital is for informational purposes only and should not be construed as investment advice. Data may be delayed and is not guaranteed to be accurate.
Contact Information
ZOUESCX Capital, Inc.
One World Trade Center
New York, NY 10007
Phone: (888) 555-1234
Email: compliance@zouescx.com